Relativity


Contents

Classical Mechanics
Special Relativity
General Relativity
Schwarzschild's Solution and Black Hole
Kerr's Solution and Rotating Black Hole
Hawking Radiation
Standard Cosmology
Gravitational Wave
Time

Classical Mechanics

Classical mechanics describes the way objects move and interact in accordance with Newton's laws of motion. The basic assumptions involve a frame of reference (x,y,z) with respect to which the objects move, there is an independent time variable t to record the sequence of the movement, the gravitational or electromagnetic interaction between objects is instantaneous, and objects with geometric extent are often idealized as a point (with the justification that the size is much smaller than the distance involved). The basic equation is:

F = m a ---------- (1)

This formula is known as the equation of motion and looks deceptively simple. However, the force F and acceleration a are vectors, which have to be resolved into the x, y, z components. The acceleration a is the derivative of the velocity v, which is also a vector and the derivative of the positional vector r, i.e., v = dr/dt. The mass m is a proportional constant according to the Newton's second law. If the positional vector r is decomposed into r = x i + y j + z k, where i, j, and k are unit vectors along the x, y, z axes respectively, then Eq.(1) can be written in its component form:

Fx = m d2x/dt2,    Fy = m d2y/dt2,    and    Fz = m d2z/dt2 ---------- (2)

which are essentially three separate differential equations. The force F can be a sum of many forces acting together; if the resultant is zero then the object is said to be in equilibrium and would not experience acceleration. This is the Newton's first law. The Newton's third law is : in his own words, "To every action there is always opposed an equal reaction; or, the mutual actions of two bodies upon each other always equal, and directed to contrary parts."

The Newton's law of universal gravitation is in the form:

F = (GM1m2 / r2) (r/r) ---------- (3)

Gravitational Interaction where G is the gravitational constant, m1 and m2 are the masses of the two objects interacting via gravitation, r is the distance between these two objects, and (r/r) is an unit vector along the direction of r (see Figure 01).

If one of the objects is much heavier than the other, e.g., m1 >> m2 like the Sun / Earth system, then m1 can be placed in the origin of the coordinate system and Eq.(1) can be solved as a one-body problem. In case the two masses are similar, the problem can be reduced to a one-body problem with a fictitious object moving around the center of mass, and Eq.(1) is still applicable. The equation of motion becomes rapidly un-manageable for system of three bodies and beyond. Eq.(1) would include accelerations for all the objects and the force on one object would involve the interaction with all the others. This is the situation often encountered in celestial mechanics with spacecraft flying among planets. The

Figure 01 Gravitational Interaction [view large image]

solution is usually obtained by some kind of approximation and by numerical computation using large computers.

Now consider two frames of reference S and S'. The S' system is coincided with S at t = 0 and moving with a constant velocity V along the x axis as shown in Figure 02.

The transformation between these two coordinate systems (known as inertial frames of reference) can be expressed by the Galilean transformation:

x' = x - Vt,   y' = y,   z' = z,   and   t' = t ---------- (4)

It is obvious that the length L = x2 - x1 = L' = x'2 - x'1, i.e., it remains unchanged in the two coordinate systems. In general, the invariant form of the infinitesimal length of an object can be expressed as:
Galilean Transformation dx2 + dy2 + dz2 = dx'2 + dy'2 + dz'2 ---------- (5)

It can be shown that the gravitational force in Eq.(3) together with the equation of motion in Eq.(1) are also invariant under the Galilean transformation. However, according to Eq.(4) the velocity of light c would be different with c' = c - V.

Figure 02 Galilean Transformation [view large image]

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Special Relativity

It had been demonstrated by Michelson and Morley in 1887 and others that the speed of light in free space is the same everywhere, regardless of any motion of source or observer. The Maxwell's equations in electromagnetism also indicates that the speed of light is an absolute constant regardless of the relative motion of the person measuring that speed. But as just mentioned above, the velocity of light is different in different inertial frame according to the Galilean transformation. The theory of special relativity was postulated to reconcile the inconsistency from these kinds of observations. Mathematically, the statement about the constant velocity of light in different inertial frames can be expressed as:

x2 + y2 + z2 = c2 t2 ---------- (6)
x'2 + y'2 + z'2 = c2 t'2 ---------- (7)

if a spherical light wave is generated at the origin of the S and S' inertial frames when they are coincided at t = 0. This situation is possible only when t is not equal to t'. It can be shown that the Lorentz transformation below would satisfy the requirement in Eq.(6) and (7):

x' = (x - Vt) / (1 - V2/c2)1/2,   y' = y,   z' = z,   and   t' = (t - Vx/c2) / (1 - V2/c2)1/2 ---------- (8a)

The inverse transformation is:

x = (x' + Vt') / (1 - V2/c2)1/2,   y = y',   z = z',   and   t = (t' + Vx'/c2) / (1 - V2/c2)1/2 ---------- (8b)

Eq.(8a) reduces to the Galilean transformation in Eq.(4) when V/c << 1. In this way, x, y, z, and ct form a four-dimensional space known as the Minkowski space-time. It revolutionizes high-energy physics when velocity of the particles is close to the velocity of light (relative to the observer's inertial frame). All the basic formulae such as the field equations and the Lagrangians have to be invariant under the Lorentz transformation, and the definition for many physical entities changes form at high speed as listed in the followings:

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General Relativity

Free-falling Frame Equivalence The inertial frames of reference in both classical mechanics and special relativity move with a constant velocity related to each others. Such arrangement seems to become impossible in the presence of gravity, which produces acceleration (change of velocity). However, there is a class of frames of reference that can be obtained locally by letting it freely falling. This kind of frames would generate an opposite force, which exactly nullifies the acting force. The local region (such as in an

Figure 07a Free-falling Frame [view large image]

Figure 07b Equivalence Principle
[view large image]

elevator) would experience zero gravity as shown in Figure 07a. Figure 07b shows the similar kind of situation in producing gravity with acceleration. The inter-changeable nature of gravity and acceleration is known as the principle of equivalence.
The space-time interval in Eq.(10) is still valid for the observer confined to the free-fall frame of reference (inside the elevator), where no external force is perceived. Since the gravitational field is not uniform in general, the global space-time interval outside the local frame is expressed by the more general form:

ds2 = gik dxi dxk ---------- (11)

where the notations have been simplified such that x = x1, y = x2, z = x3, ct = x4; the indices i, k run from 1 to 4 and denote a summation whenever it is paired (in the subscript and the superscript). The gik is known as space-time metric, which is a second rank tensor and a function of the space-time. For the inertial or free-fall frame (flat space-time), g11 = g22 = g33 = 1, g44 = -1, and gik = 0 for i ¬= k. Eq.(11) can be alternatively viewed as the space-time interval of a curved world line as shown in Figure 05 (for an observer accelerating from rest to the velocity of ligh). In general the space-time metric gik is determined by the nonlinear differential equations as postulated by Einstein:

Rik = (8G/c4) (Tik - gikT) ---------- (12a)

where Rik is a second rank tensor related to the curvature of space; it involves the first and second derivatives of gik; Tik (and T = Tii) is the energy-momentum tensor of matter-energy. Thus, gravity is geometrized and the geometry of the space-time is ultimately determined by matter-energy. Eq.(12a) is covariant with respect to all continuous transformations of the coordinates.

The equation of motion for a particle in relativity is the geodesic (shortest path) in 4-dimensional space-time:

d2xi/ds2 + ikl (dxk/ds) (dxl/ds) = 0 ---------- (12b)

where ikl is in terms of the metric tensor and its first derivative. It is known as the Christoffel symbols. For ikl = 0 Eq.(12b) reduces to the usual equation of motion for a free particle.

Perihelion Advance Using the gravitational field equation and the equation of motion, Einstein presented a calculation on the effect of GR on the advance of the perihelion of Mercury:

= 6GM/(c2a(1 - e2)) ---------- (12c)

where M is the mass of the Sun, a is the length of the semi-major axis, and e is the eccentricity of the ellipse. In Figure 08, the amount of the advance is greatly exaggerated. The actual advance due to the effect of GR is only 0.43 seconds of arc per year. The most recent and most accurate results seem to be converging towards a value that makes the GR predictions agree well with observation.

Figure 08 Perihelion Advance [view large image]

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Schwarzschild's Solution and Black Hole

The equations of gravitational field can be solved exactly for the case of a centrally symmetric field in vacuum with mass M at the center. In terms of spherical coordinates and ct, the space-time metric has the form:

ds2 = - (1 - 2GM/c2r) c2dt2 + dr2 / (1 - 2GM/c2r) + r2 (sin2 d2 + d2) ---------- (13)

This is known as the Schwarzschild solution. It is a useful example for illustrating the effect of gravity in general relativity:

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Kerr's Solution and Rotating Black Hole

The space-time metric generated by a rotating mass M with angular velocity w was found by Roy Kerr in 1963:

---------- (15c)











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Hawking Radiation

According to Stephen Hawking himself, an inspiration came to him before going to bed one evening in 1970 (getting into bed is a rather slow process with his disability). He suddenly realized that since nothing can escape from a black hole, the area of the event horizon might stay the same or increase with time but it could never decrease. In fact, the area would increase whenever matter or radiation fell into the black hole. This non-decreasing behavior of a black hole's area was very reminiscent to that of entropy, which measures the degree of disorder in a system. One can create order out of disorder, but that requires expenditure of effort or energy such that there is an overall increase in disorder. In simple mathematical terms these statements can be expressed in differential forms as:

m dm = k dA ---------- (16a)        for the black hole (since A ~ rs2 ~ m2 as shown previously),

where m is the mass of the black hole, A is the area of the event horizon, and k is a proportional constant;

dE = T dS ---------- (16b)        for the entropy,

where E is the energy, T is the temperature, and S is the entropy.

Since mass and energy are equivalent, we can equate Eqs.(16a) and (16b) to obtain:

dS = K dA / ( m T ) ---------- (16c)

where K is a new proportional constant. This equation implies that the area of the event horizon A is a measure of the entropy S of the black hole. Furthermore, the black hole is associated with a temperature T, and should emits radiation as any hot body. Thus, the black hole is not completely closed to the universe outside. It turns out that vacuum fluctuations at the edge of
Hawking Radiation Blackhole Evaporation the event horizon may allow one member of the virtual particle / anti-particle pair to fall inside with negative energy; while the other escapes as a real particle with a positive energy according to the law of energy conservation. This is known as Hawking radiation (see Figure 09q); it is the first successful attempt to combine general relativity and quantum theory. The flow of negative energy (or mass) into the black hole would reduce its

Figure 09q Hawking Radiation [view large image]

Figure 09r Blackhole Evaporation [view large image]

mass. As the black hole loses mass, the area of its event horizon gets smaller, but this decrease in the entropy of the black hole is more than compensated for by the entropy of the emitted radiation, so that the second law of thermodynamics is never violated. If we demand that in Eq.(16c)
dS ~ dA as stated originally (actually, it can be shown that S = (kBc3/4G) x A, then T ~ 1 / m, and the rate of radiation L can be expressed as L ~ rs2T4 ~ 1 / m2. Therefore, as the black hole loses mass, its temperature and rate of emission increase, then it lose mass even more quickly (Figure 09r). What happens when the mass of the black hole eventually becomes extremely small is not quite clear, but the most reasonable guess is that it would disappear completely in a tremendous final burst of emission.

It can be shown that the temperature T associated with the thermal radiation for a black hole is:

T = 0.6 x 10-7 msun / m (in degrees Kelvin)

where msun is the mass of the Sun. If the Sun is reduced to a black hole, its temperature would be just about 10-7 oK. On the other hand, there might be primordial black holes with a very much smaller mass that were made by the collapse of irregularities in the very early stages of the universe. Those with masses greater 1015 gm could have survived to the present day. They would have the size of a proton (~ 10-13cm) and a temperature of 1011 oK. At this temperature they would emit photons, neutrinos, and gravitons in profusion; they would radiate thermally at an ever increasing rate, and sending out X rays and gamma rays to be discovered. The lifetime of a black hole is roughly equal to = m / L = 10-35 m3 year, where m is in gm. This makes an ordinary mass black hole (m ~ 2x1033 gm for the Sun) live for a long time and its radiation unobservable.

Event Horizon This phenomenon of Hawking radiation also occurs in the event horizon created by an accelerating observer. Figure 09s shows that light ray emitted at certain distance can never catch up with the observer and thus an event horizon exists beyond which the observer cannot communicate. Theoretical arguement suggests that even in empty space, the observer will be able to detect radiation from the event horizon. A simple formula is derived to express the relationship between the acceleration a and the temperature T:

Figure 09s Event Horizon of an Accelerating Observer [view large image]

T = a (/2kBc). It is suggested that members of the correlated virtual photon pairs are separated by the event horizon. As a result part of the information is missing, the observer detects random motion associated with the temperature. In this case the energy is extracted from the acceleration, which according to general relativity, is equivalent to gravitation.


Fuzzball Since information is defined as the opposite of entropy - an increase of entropy implies a decrease of information and vice versa - a question arises about what happens to the information in a black hole. While relativity seems to suggest that information about matter falling into a black hole would be lost, quantum mechanics seemed to be suggesting it would eventually escape. Hawking claimed the random nature of Hawking radiation meant that while energy could escape, information could not. But in the summer of 2004, he changed his mind. Much of the impetus for the rethinking comes from the superstring theory, which presents the black hole as a "fuzzball" (see Figure 09t). The modified black hole does not possess a sharp event horizon; information can be stored in the strings and imprinted on outgoing Hawking radiation. Other scheme suggests that information might escape by means of quantum teleportation. Models of black holes from superstring theory also cast doubt on the idea of the singularity (at the center of the black hole). However in the theory of loop quantum gravity, it has been shown that the information trapped in a black hole will be unable to escape via Hawking radiation. But it will survive, eventually rejoining the rest of the universe when the black hole evaporates. Thus, the question has not been answered to everybody's satisfaction, and Hawking may still be able to recover his losing bet (on disappearing information).

Figure 09t Embedding Diagrams of BH and Fuzzball [view large image]



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Standard Cosmology

Another example that offers exact solution is the homogeneous and isotropic space filled with pressure-less dust. It is applicable to the case of the cosmic expansion, if each dust point presents a galaxy. Universes of this type are variously known as Friedman universes, Friedman-Robertson-Walker universes, ... etc.

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Gravitational Wave

In the weak field limit where the space-time metric tensors gik deviate only a small amount from flat space-time, the gravitational field equation (12a) is reduced to the form:


where the hki is small correction to gki, Tki is the energy-momentum tensor, and is the d'Alembertian operator in four-
EW and GW dimensional space-time. This equation looks similar to the electromagnetic wave equation except that it is now a second rank tensor field (with 10 components) instead of the more familiar vector field. It is responsible for many different characteristics in these two kinds of field. Figure 10d shows the differences in polarization and radiation pattern. There are two polarization states in gravitational wave. They alternatively squeeze and stretch the interacting particles shown as white circle in the diagrams (with direction of propagation perpendicular to the viewing page). Table 01 compares the properties of these two kinds of wave.

Figure 10d EW and GW
[view large image]

Property Electromagnetic Wave Gravitational Wave
Field Vector Second Rank Tensor
Wave Transversal Transversal
Polarization One State Two States
Radiation Pattern Dipole Quadrupole
Source Accelerating Charge Accelerating Mass-Energy
Interaction With Charges With Mass-Energy
Quantum Particle Spin 1 Photon Spin 2 Graviton
Rest Mass Massless Massless

Table 01 Electromagnetic and Gravitational Waves

GW Detector Gravitational wave have never been observed because of low radiation power and weak interaction strength. A rod about 1 meter long spun at the verge of breaking would radiate perhaps 10-30 erg/sec. The cross section for the interaction between gravitational wave of ~ 104 cycles and an ammonia molecule is roughly 10-60 cm2. Figure 10e is the schematics of a gravitational wave bar detector. The impinging gravitational wave excites the fundamental longitudinal resonance (at ~ 1000 Hz) of the bar, kept at low temperatures. The induced vibration of the bar end face is amplified mechanically by the resonant

Figure 10e GW Detector
[view large image]

transducer, which also converts the signal into an electromagnetic one. The signal is then amplified and acquired (see Figure 10e). It is suggested that large-scale astronomical motions of matter could generate appreciable gravitational energy flux.
GW from Binary Pulsars The binary pulsar PSR1913+16 was discovered in 1975. This system consists of two compact neutron stars orbiting each other with a maximum separation of only one solar radius. The rapid motion means that the orbital period of this system should decrease on a much shorter time scale because of the emission of a strong gravitational wave. The change predicted by general relativity is in excellent

Figure 10f GW from Binary Pulsars
[view large image]

agreement with observations as shown in Figure 10f. Thus, the observation indirectly confirms the phenomena of gravitational radiation.

Gravitational waves may be viewed as coherent states of many gravitons, much like the electromagnetic waves are coherent states of photons. Since gravitational wave has evaded detection for over 50 years, it seems even harder to find the individual gravitons. However, it is suggested that in high-energy colliders such as the LHC, it is possible to produce gravitons, which can then disappear into the extra dimensions. This would lead to a ‘missing energy’ signature, with unbalanced events. Such signatures are routinely used in particle experiments to detect the production of neutrinos (difficult to detect). The exchange of gravitons in the extra dimensions would also affect the dynamics of other scattering processes.

A leading cosmological model, known as inflation, predicts that our universe is just one part of a greater multiverse and that our Big Bang may have been one of many. In this model, our universe expanded extremely rapidly during the period of 10-35-10-32 second after the Big Bang. Another model, rooted in string theory, envisions a scenario in which the Big Bang occurred as a
GW and BB result of the collision between two parallel universes floating in higher dimensional space. Each of these models predicts a specific pattern of gravitational waves emitted from the Big Bang. NASA and ESA plan to launch the Laser Interferometer Space Antenna (LISA) to detect gravitational wave by 2013. It consists of three satellites orbiting the sun (Figure 10g). They will be linked by three laser beams, forming a triangle of light. They are designed to detect a change in their spacing as small as 1/10 the diameter of an atom. With such sensitivity LISA might be able to detect gravitational waves created immediately after the birth of the cosmos. It offers a chance to select between the contesting cosmological models, and also provides an opportunity to test the string theory.

Figure 10g LISA
[view large image]

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Time

A brief history of time and beyond:

Clepsydra For 10 billion years, the universe has been in existence without bothering with the definition of time. It started about 3.5 billion years ago when unicellular organisms took up residence on Earth. They had to adjust their activities according to the daily and yearly cycles. Since then all living beings including human come equipped with biological clocks within to adopt to these rhythms. For thousands of years, protohumans probably had only dim notions of time: past, present, and future. Beginning around 2500 BCE, systemic definitions of time were developed in the form of calendars. The Egyptian pioneers first divided a day into 24 units. Other calendars were linked to religion and the need to predict days of ritual significance, such as the summer solstice. All calendars had to resolve the incommensurate cycles of days, lunations and solar years, usually by intercalating extra days or months at regular intervals. The Julian calendar was established at 46 BCE. The first mean of measuring daily time was probably the Egyptian shadow stick, dating from about 1450 BCE. It was soon followed by the water clock or clepsydra (Figure 11) and the sandglass or hourglass, in which time is measured by the change in level of flowing water or sand. The

Figure 11 Clepsydra [view large image]

earliest mechanical clocks containing movable parts were built about 700 years ago. It had no minute hand.

When Newton published the three natural laws in 1686, time is no longer confined to record the daily and yearly rhythms. It had become a mathematical entity - a parameter to keep track of motions in a fixed, infinite, unmoving space. Einstein changed all this with his relativity theories, and once wrote, "Newton, forgive me." In the new theories, time is treated almost on the same footing as the other spatial dimensions with some minor differences. Recently, theory in quantum gravity considers time and space to be discrete at the Planck scale with a minimum size of about 10 -43 sec and 10-33 cm respectively. At this scale, they are useless as framework for the motion of other objects. It is suggested that time and space are the active participants in the dynamics of this world.

In place of space and time as parameters to describe the evolutions of systems, the modern approach is to introduce the artificial time (T) and artificial spatial coordinates (X1, ..., Xn), which have nothing whatsoever to do with real time and real space. Since nobody has ever seen or detected the artificial space-time, they have to be hidden from the observables. Such theories are also said to be reparametrization invariant because they are not affected by the change to another set of artificial space-time parameters. This unobservability principle then more or less leads to the string theory, which is reparametrization invariant.